Two B.C. investment reps banned and fined over $217,000

Stockbrokers, investment representatives and mutual fund dealers are not allowed to solicit loans from clients or misappropriate money into their personal accounts.

Two B.C. investment representatives have recently been banned from their respective industries and fined a total of $217,500 for misappropriating client funds and then misleading regulators.…

This data comes from the ChinaPulse.com media intelligence and smart news insights monitoring platform.